Permanent Offered Salary : Negotiable

Compliance Administrator

  • Cape Town, Western Cape, South Africa
  • posted 1 week ago
  • Views 144
  • Posted Date : August 1, 2022
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Job Description

Compliance Administrator Cape Town CBD   

 Well Established Company is looking for a Compliance Administrator with Pension Fund experience.

 Minimum Requirements:

  • Knowledge of legislation of pension funds
  • Minimum 5 year’s experiences in pension fund industry

FAIS Compliance

  • Provide compliance documentation to external compliance officers for submission of Bi-Annual Compliance Report
  • Maintain compliance document register and ensure updates are finalised timeously
  • Ensure company new business complies with FAIS and other applicable legislation
  • Maintain supervision agreements, reports and periods
  • Legal and regulatory research as requested
  • Ensure record-keeping is maintained

Fund Compliance

  • Ensure that compliance files are maintained in hard copy (where applicable) as well as electronically.
  • Ensure that valuation exemption (Regulation 2) certificates are maintained for all funds.
  • Ensure that an electronic copy of the signed fund annual financial statements is maintained.
  • Follow-up and confirm annual PI cover renewal.
  • Ensure that annual reports in terms of condition 11 of Board Notice 24 of 2002 are submitted to the FSB annually within 6 months of Fund year-end.
  • Send registers to PO 2 weeks before Trustee Meeting

Frogg Recruitment SA